(IA) business undertakings. In this regard, Thai business operators have to inform the SEC of the names of such foreign personnel in advance and determine the term for their provision of advisory
notifications have been revised, containing the key amendments as follows: (1) Allowing the foreign issuer to file an application for approval of offer for sale of bonds denominated in Thai baht (baht bonds
for investment in unapproved digital assets ’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5
for investment in unapproved digital assets ’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5
investment in unapproved digital assets ’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs
, e.g., analysis (including technical analysis), investment and risk management, etc. 2 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of
technical analysis), investment and risk management, etc. 2 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of the application date: 1.1
accurate disclosure of information relating to the debt securities which are in line with international standards to allow investors to have sufficient information to support their investment decision making
Development Plan in 2004. The plan has been implemented and several milestones have been reached since then. For example, the assessment results of CG Watch, CG ROSC and ASEAN Corporate Governance Scorecard
TorThor 47/2552 Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo