business under the first paragraph does not include the lending of money for purchasing, selling or exchanging securities in the course of securities brokerage or securities dealing business or the purchase
course of trading goods or services, or are in the private placement, C. Digital Asset Businesses • Digital asset businesses under the Emergency Decree are categorized into three types: (i) Digital Asset
in the capital market sector should therefore sufficiently provide necessary resources and focus on coordination among agencies, especially exchanging information necessary for prevention and
Policy for Business Operators Privacy Policy for Trading in Secondary Market Privacy Policy for Internal Administration (website) Complaints and Information Personal data that the SEC Office collects
companies for which SEC will collaborate with the Global Compact Network Thailand, (3) exchanging experiences between ASEAN SECs, and (4) putting the guiding principles framework into practice. In addition
legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in
Rules in Detail related to Proprietary Trading of Intermediaries
Rules in Detail related to Proprietary Trading of Intermediaries
) being a loan for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country
for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country where such