execution. Clause 8. Securities company shall provide evidence and document about securities trade completely and up date, and keep it for at least five years as from the trading date, of which evidence and
transactions provided that the securities company had notified to the Office the ceasing of business operation or the ceasing of transaction execution. Clause 8.9 Securities company shall provide evidence and
Office the ceasing of business operation or the ceasing of transaction execution. Clause 8.9 Securities company shall provide evidence and document about securities trade completely and up date, and keep
providing organisational support. While the SBP have provided broad principles on social bonds, the ASEAN SBS aim to provide more specific guidance on how the SBP are to be applied across ASEAN in order for
to the SBP should provide an investment opportunity with transparent social credentials. By recommending that issuers report on the use of Social Bond proceeds, the SBP promote a step change in
“Yes”, please state the AUM as at the latest practicable date ________________________________________________________________________ 8) Please provide the investment objective/policy of the NRI CIS
แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................
the Kingdom of Thailand , as the case may be, the report would be able to provide in English language. (2) 45 days as from the closing date of the offering period in case of: (a) an initial public
able to provide in English language. (2) 45 days as from the closing date of the offering period in case of: (a) an initial public offering having purpose to register the shares as listed securities on
provide in English language. (2) 45 days as from the closing date of the offering period in case of: (a) an initial public offering having purpose to register the shares as listed securities on the Stock