. • The entity utilized one shared ID for all system changes. The password was known by multiple people within the entity and had not been changed upon initial installation. Refer to IC 6-21 in the Internal
external review (such as an updated Second Party Opinion) to comment on their progress against baseline/benchmark, international targets and if such external benchmarking factors have changed after the
changed after that date. ……………….(name of securities company)…………… does not confirm nor certify the accuracy of such survey result
or invests in assets under Paragraph 1(1) (a) 1. or 4. but later the credit rating is changed, if the company is unable to comply with terms specified in clause 18/2, the company shall proceed and
credit rating is changed, if the company is unable to comply with terms specified in clause 18/2, the company shall proceed and complete its amendment at the earliest occasion, provided that it shall take
the strategies will be changed. Asset managers: - How the risks and opportunities are factored into relevant products or investment strategies? - How each product and investment strategy might be
intensity based targets. Asset managers: - Describe metrics used to assess climate-risks and opportunities in each product or investment opportunities. - How, or whether, these metrics have changed over time
system under an independent regulatory body. Inevitably, auditor supervision in the Thai capital market must be changed consistent with global trends. During the last 3 years, the SEC has revised
securities have changed, and if such facts and circumstances had been known to the SEC Office prior to the approval of the offer for sale, the SEC Office may not have granted an approval for such offer for