August 2020. The meeting opened a stage for discussion and sharing of comments and suggestions on securities and derivatives business undertaking to create possible approaches for reducing obstacles and
projects must be prepared and explored with a view to assessing the project?s commercial viability to create proper returns for investors. In this connection, interested authorities are welcomed to discuss
Market to achieve the objectives of the AEC Blueprint 2015.? The Implementation Plan aims to create linkage among ASEAN capital markets and facilitate cross-border securities offerings, which will boost
truly impactful sustainability. “While all stakeholders are contributing to cooperative efforts, focusing on one collective goal would help to create clearer impacts. In addition, it is critical to
Category of the Securities Financing dated 28 July 1997; (2) Notification of the Office of the Securities and Exchange Commission No. Sor Thor/Nor. 26/2549 Re. Form for Financial Statements of Securities
: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
derivatives, or in trading derivatives with a person licensed to undertake derivatives business in the category of derivatives dealer, shall not deem to be a derivatives dealer. Clause 2. This Notification