securities issuing companies. 4. The controlling persons shall not have any of the untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal
SHARE : SEC announces tech-led capital market development plan to create well-being for Thais Thursday 21 February 2019 | No. 20 / 2019 Bangkok, 21 February 2019 ? The SEC has announced key achievements
of income generating assets from the EBT of UE since 16 March 2018, whose revenue contribution this quarter amounted to THB 119mn, being partially offset by (iii) a decrease of 25.8% YoY or THB 29mn of
English translation is strictly for reference. Notification of the Securities and Exchange Commission No. KorRor. 14/2555 Re: Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified
into the Office Lease Agreement with Phahol 8 Co., Ltd., which has Mr. Chatchai Teepsuwan and Mr. Kamolaphat Teepsuwan being the Directors of the company. The execution of such agreement is considered as
Bangkok, 15 January 2018 ? The SEC has announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of
in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being
international practice.In 2025, Thailand will fully become an aged society with 20 percent of its population being the elderly. The SEC has laid out a policy to support both public and private employees in
sustainability of all stakeholders in the capital market and economy will be fostered. Strategic Direction 5: Capital market for financial well-being (Financial well-being) of Thai people, in which financial
Public Not Being Regarded as Engagement in the Securities Business in the Category of Investment Advisory Service (No. 6) dated 1 December 2023: https://publish.sec.or.th/nrs/9991s.pdf; 2. The