foreign collective investment scheme. “home regulator” means a supervisory agency of an ASEAN country which has the authority to supervise a foreign collective investment schemes or CIS operator. “brokerage
Laundering Office is therefore another agency that plays an important role in law enforcement against offenders of such financial crimes. However, although effective law enforcement mechanisms are in place
Debentures, and report to the Office of the Securities and Exchange Commission (“SEC Office”) that the debts under the instruments have been extinguished by virtue of the terms and conditions on the rights and
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the
the SEC Office within April 30, 2013. However, the Form 56-2, 2012 was later submitted to the SEC Office on May 16, 2013. SEC Act S.56 and 199 Settlement Committee Meeting No. 7/2013 Settlement
Exchange of Thailand and the SEC Office within February 28, 2019. However, the financial statements were later submitted to the SET and the SEC Office on March 11, 2019. SEC Act S.56(2) Settlement
Disclosure Business News ( 2 record(s) found) Date Time Heading Link 22/06/2020 17:42 Disclosure of Information Regarding Lease of Office Bldg (Edit). 19/06/2020 17:47 Disclosure of Information Regarding Lease
UNOFFICIAL TRANSLATION PAGE 12 Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and
UNOFFICIAL TRANSLATION Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and Exchange