given in the GHG Protocol: “Energy taken from sources that are inexhaustible, e.g. wind, water, solar, geothermal energy and biofuels.” Retail loans: Loans and credit facilities extended to individual
casino for short term gamblers to satisfy their speculative urges. These two dichotomous aspects of the stock market taken together can be dangerous, as large fluctuations in stock values can have
Stakeholders, and its performance and conformance against those policies and associated practices 4.1.2 Stakeholder complaints and remedial actions taken (ensuring no instances of adverse findings without having
investors even better from being taken advantage of. As a result, cooperation from the public sector and those involving in creating such an effective mechanism is an important extra force to protect
ability to meet its cash obligations, disclose the course of action that the issuer has taken or proposes to take to remedy - 21 - the deficiency. Examples of disclosure that can be relevant include the
information that could be used for staff evaluation and development. Example 3 : There was lack of follow-up and action taken with staff absent from core modules training. Example 4 : Staff performance
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel................04 Activities for Enhancing Audit Quality...................05 Summary of Audit Inspection Results A. Firm Level...................08 B. Engagement Level...........................28 Root Cause Analysis...................42 Framework and Focuses in 2017...................44 Essential St...
, fairness and impartiality. At the same time, alleged offenders of the securities law are always given opportunities to provide clarifications before legal action is taken. In many cases, committees
equivalents (after taken into account exchange rate) 1,473 Cash and cash equivalents at the beginning of the period* 4,257 Cash and cash equivalents at the end of the period* 5,730 *Included restricted cash and