(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
Rules and Regulations Key Points 1. Revision of practical guidelines for entering regulatory sandbox, from Circular No. BOT ForThorNgor. Wor 311/2562 dated March 11, 2019, effective March 15, 2019 onward
Capital Increase, B.E. 2558 (2015) and the Circular Letter Re: Determination of Silent Period for the Offering of Shares or Convertible Securities under Private Placement Basis, dated April 29, 2015. 1.3
Notification of the Stock Exchange of Thailand Re: Criteria, Conditions, and Procedures Governing the Listing of Ordinary or Preference Shares Issued for Capital Increase, B.E. 2558 (2015) and the Circular
-Year National Strategy, the Bio-Circular-Green (BCG) economic model as well as the National Action Plan on Business and Human Rights (NAP). In doing so, the SEC has recently revised the mandatory annual
on the Transaction to the Stock Exchange of Thailand (the “SET”) and send the circular notice to the shareholders of the Company within 21 days from the date that such information has been disclosed to
requires the Company to disclose the information memorandum on the Transaction to the Stock Exchange of Thailand (the “SET”) and send the circular notice to the shareholders of the Company within 21 days
information memorandum on the Transaction to the Stock Exchange of Thailand (the “SET”) and send the circular notice to the shareholders of the Company within 21 days from the date that such information has