/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC therefore suspended {A} from his duty as the approved securities investment consultant for 3
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant
Investment and Giving Investment Advice dated January 18, 2012 (Notification No. TorLorThor. 3/2555). Accordingly, the SEC suspended {A} for three months from his duty as the approved capital investment
Pursuant to Section 89/25 of the SEA, the auditor has the duty to report suspicious circumstances that were found from the audit in accordance with the auditing standards. SEC therefore proposes
Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The said actions were also classified as prohibited characteristics of personnel in capital market according to Clause 6
to submit an application for approval as capital market business personnel for the applicant and notify the commencement and termination of duty performance, including renewal, of the approved
การลงนามท้ายหนังสือนี ้บริษัทขอประกาศความมุ่งม่ันทีจ่ะปฏิบัติตามหลกัธรรมาภิบาลการลงทุน ทีอ่อกโดย คณะกรรมการกาํกบัหลกัทรัพย์และตลาดหลกัทรัพย์ ตามทีส่อดคล้องและเหมาะสมกบัความรับผดิชอบ (fiduciary duty) และ
รมาภิบาลการลงทุนทีอ่อกโดย คณะกรรมการก ากบัหลักทรัพย์และตลาดหลกัทรัพย์ ตามทีส่อดคล้องและเหมาะสมกบั ความรับผดิชอบ (fiduciary duty) และบทบาทหน้าทีข่อง บริษัท/ องค์กรของรัฐ/ สมาคม/ สถาบัน ดังต่อไปนี้ 1. จัด
) ................................................................................................................................................................. As the user of Company Account with the power and duty related to electronic submission of information to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic
towards the completeness and accuracy of such information in the case where we have the duty to submit information electronically to the SEC Office, or (2) the information has been submitted by us, as an