SEC is proposing to amend the regulation on the establishment and management of the paperless mutual funds in accordance with the Thai capital market development plan, and to become a part of the
investment. SEC Secretary-General Ruenvadee Suwanmongkol said: “All participating agencies shared their views and experiences at our brainstorming meeting today. We plan to lay out more efficient guidelines
เนื่อง (Business Continuity Plan) ให้ครอบคลุมถึงกรณีที่ระบบซื้อขายขัดข้อง สอดคล้องกับรูปแบบธุรกิจ ปริมาณลูกค้า และธุรกรรมในปัจจุบัน4) แก้ไขการดำเนินการตามระบบงานที่ช่วยเสริมสร้างและรักษากลไกการทำงาน
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a
review provider to assess each step of the bond offering and issuance is encouraged. This regulatory revision was introduced to align with the SEC’s strategic plan to promote investment and fund raising
additional client information; - The provision of services relating to investment analysis and consultancy so as to specify the plan for investment allocation for clients by distributing investments in
In June 2017, the SEC required EARTH to arrange a special audit on the transactions of the advanced payments for goods and the payment for the right to purchase goods. The EARTH's plan preparer later
operators in the capital markets who plan to apply fintech must comply as follows: (1) Set a policy on fintech application at board or executives level; (2) Have personnel understand the basic
Alternative Energy Development Plan B.E. 2558-2579 (2015-2036) which aims to increase the ratio and the use of renewables in electricity generation. Renewable energy is mostly produced by small power
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as