diligence on the projects, verify investors’ identities and status, and conduct risk assessment of investors. Issuing of each ICO can be offered the unlimited amount to institutional investors, ultra-high

holders. Disclosure of source code, information disclosure forms, drafted prospectus and financial statements are also required to conform with SEC regulations. Each ICO can be placed to ultra-high net

financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the

efficient technology systems, a system to review and assess customers’ suitability, which is very important as digital assets contain high risks. Once applicants for licensing are well-prepared and have

company may have to take on more burden of appointing new auditors from other audit firms. Given such a scenario, audit firms should recruit sufficient auditors in the capital market to perform high quality

กรณีหากจำเป็น รวมทั้งแนวทางการส่งเสริมและผลักดันให้มีการจัดตั้งกองทุน High Yield Bond เป็นต้นทั้งนี้ คณะกรรมการกำกับและพัฒนาตลาดตราสารหนี้ ประกอบด้วยที่ปรึกษาและกรรมการรวม 17 ท่าน โดยที่ปรึกษาเป็น

bonds, (2) Euro Multilateral Trading Facility (MTF), whose criteria are as relaxed as the regulations governing an offering of corporate bonds to high net worth investors, and (3) Securities Official

ASEAN Audit Regulators Group meeting. High-quality financial reports are significant in cultivating trust in the capital market. To that end, auditors play an essential role in auditing and expressing

of the company and shareholders as a whole. The above transactions are classified as high value acquisition of assets required the shareholders? meeting approval with the vote of at least three fourths

ลำดับเดียวกัน หรือบริษัทร่วม ของผู้ออกตราสาร**สำหรับกรณีเสนอขายต่อประชาชนทั่วไป (public offering) และผู้ลงทุนรายใหญ่ (high net worth)