Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
การลงทุน (IA) ปัจจุบันบริษัทหลักทรัพย์ที่ประกอบธุรกิจการเป็นนายหน้าซื้อขายหลักทรัพย์(broker) ทุกรายสามารถออกบทวิเคราะห์ได้ เนื่องจากถือว่าเป็นการให้บริการต่อเนื่อง
Investment advisors: “Any person who, for compensation, engages in the advisability of investing.” Broker/Dealer: Broker executes trades for clients / dealer executes trades for own account 90% of Investment
, 2021, to May 7, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, kept and maintained digital assets http://market.sec.or.th/public/idisc/en/Enforce Settlement
, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, kept and maintained digital assets http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2
Company Limited During May 8, 2022, to July 20, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, induced its own customers to deploy http://market.sec.or.th
Company Limited During May 8, 2022, to July 20, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, induced its own customers to deploy http://market.sec.or.th
, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, induced its own customers to deploy http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2
, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, induced its own customers to deploy http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2
/2022 Upbit Exchange (Thailand) Company Limited Upbit Exchange (Thailand) Company Limited (“Upbit”), a digital asset exchange and a digital asset broker, prepared and submitted the inaccurate audited http