at large; (2) Custody of clients? assets: deficiency of the verification process created risk of damaging client assets. It was found that during August 2014 to March 2015 many clients asked the
issues amendments to the regulations regarding record keeping of digital asset business operators SEC public hearing on the use of digital assets as a means of payment and a proposed amendment to support
securities or other assets as payment in lieu of cash. The conditions and procedures must be clearly specified in the scheme. (4.3) Retirement fund (RMF) shall be an open-end fund only. (5) Increasing the
purchase or redemption orders; (2) Notify the unitholders and the SEC within three business days; (3) Dispose of the remaining securities or assets within five business days to obtain as much money as
ดิจิทัล OR "Digital assets" OR "Digital properties"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200
issuance e.g. prospectus/financial statements/annual report; · inappropriate behaviors of executives or directors e.g. embezzlement of company assets/ window dressing. 2. Complaints with sufficient details
the Provident Fund Electronically submit the signed Letter of Intent to the Office of the SEC by email to esg-sec@sec.or.th together with an overview of the current total amount of assets under
+OR+%22virtual+property%22+OR+%22digital+real+es... SEC Search =สินทรัพย์ดิจิทัล OR " Digital assets" OR " Digital properties"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field
possession"&wt=json&indent=true&facet=true&facet.field https://secsearch.sec.or.th/?search=electronic+property+OR+%22electronic+property%22+OR+%22electrica... SEC Search =สินทรัพย์ดิจิทัล OR " Digital assets
million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or holding securities for investment by the securities company itself; (3) Bearing a https://www.sec.or.th/EN/Documents