sold short as they have large market capitalization and high liquidity. Given such conditions, it is unlikely that short selling transactions would affect market conditions.Regarding stock investments
Conduct dated 14 October 2009. Kruawan had traded securities through her client?s account every business day. Her trading manner with high frequency and trading volume, when compared to the client?s credit
company may have to take on more burden of appointing new auditors from other audit firms. Given such a scenario, audit firms should recruit sufficient auditors in the capital market to perform high quality
high volatility products such as Cryptocurrency.During Thailand’s WIW 2021 campaign, the week of 1-7 November, the SEC Thailand will organize various activities to reach out to many target audiences and
price volatility risk before allocating an appropriate amount of investment money to digital assets, which are exposed to high risks due to price volatility. Besides, certain cryptocurrencies may lack
Bangkok, February 15, 2013 ? The SEC hosted the first meeting of heads of capital market policy makers and regulators in the Mekong region on February 8, 2013 in Bangkok. This high-level meeting was
based on the fairness of shareholders? right protection; especially certain types of transactions, for example, the purchase or sale of assets in a large amount or high value, or related party
diligence on the projects, verify investors’ identities and status, and conduct risk assessment of investors. Issuing of each ICO can be offered the unlimited amount to institutional investors, ultra-high
holders. Disclosure of source code, information disclosure forms, drafted prospectus and financial statements are also required to conform with SEC regulations. Each ICO can be placed to ultra-high net
financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the