intermidiary’s personnel who perform such functions and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary
___________________________ 8 Clause 22 In providing investment analysis or consultation to clients under Clause 38 of the Notification on Standard Conduct of Business, an intermidiary’s personnel who perform such functions
experience appropriate to the functions of which they are in charge; (4) it does not appear that the directors, executives, and controlling persons of the applicant have any untrustworthy characteristics in
. monitoring · Monitoring the importance operation system effectiveness to consistently and efficiently functions such as transmission system for securities trading, connection between company and Securities
solution ▪ Position of system ▪ Supervisor 2. monitoring o Monitoring the importance operation system effectiveness to consistently and efficiently functions such as transmission system for securities
subsidiary of the Company, which has operated its television channel in fully integrated functions, no matter what producing, providing TV programs, and selling airtime in the field of news, entertainment, and
ในการนาํหุ้ SET’s ore functions ket Developm ะตลาดทุนใน เพื่อแสวงกาํไ ง SET รวมทั้ง พ ประสงคเ์พื่อ งคก์รท่ีเก่ียวข้ ทุนใหแ้ก่ผูล้ง กษา วิจยั หรือ ฒนาขีดความส มเห็นชอบขอ สินและกิจกา อดคลอ้งและ ทาํอยา่ง
2019) 8. The Company underwent new Passenger Service System (PSS) migration. Comprising of Reservation & Ticketing and Departure Control System, the following functions will be improved in order enhance
will keep us more disciplined in areas such as exposure management, a crucial aspect given the complex nature of today’s markets. Additionally, we have created centralized expert enabling functions in
E_1 Legal_FA_2015_12_29-c A brWCorpL.1hig A Executive Summary Management Discussion and Analysis For the Quarter Ending June 30, 2019 The Thai economy faced increased headwinds in the second quarter of 2019. Exports, tourism and private investment – among major economic activities – were hampered by the worse-than-expected global economic slowdown. Meanwhile, consumers’ purchasing power weakened amid high household debt, whereas public investment and the government’s budget disbursement were aff...