affected the integrity of derivatives trading in the Derivatives Exchange, or have or may have caused the price of derivatives traded in the Derivatives Exchange to be inconsistent with the normal market
Approval to Foreign Auditors (No.2) dated 10 July 2015. 4 (1) being a qualified auditor, by foreign laws or regulations, to audit the financial statements of a company whose securities are traded on the main
possible) General Equity Fund Bond Fund Mixed Fund Feeder Fund Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify
Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify ____________________________________________ 4) Is the Hong Kong Covered Fund a sub-fund of an
investor 80% traded at least 1 sustainable stock 10 Bn 52 Bn The growing shift to intangible as % of S&P 500 Index market Value 90% Intangibles portion of market capitalization in the S&P 500 in 2020 Example
ลงทุนของผูล้งทุนสถาบนัและรายใหญ่ (Institutional Investor & High Net Worth Trust Fund) (ข) ทรัสตเ์พื่อการลงทุนในอสังหาริมทรัพย ์ (Real Estate Investment Trust) (ค) Exchange-traded fund ในรูปทรัสต ์ (ง
, and are widely exchanged or traded on exchanges. Without laws and regulations in Thailand governing these activities, there are concerns that such activities can potentially affect national financial
Practices ______________________ SECTION 238 The provisions under this Division shall apply to listed securities and securities traded in the over-the-counter center. SECTION 239 In this Division: “executive
ได้แก่ โครงกำรจัดกำรลงทุนกลุ่มอำเซียน (“ASEAN CIS”)3 โครงกำรจัดกำรลงทุนในเอเชียภำยใต้กรอบเอเปค (“ARFP”)4 Foreign exchange-traded fund (“foreign ETF”)5 (2) ผู้ยื่นค าขออนุญาต : CIS operator (3) หลัก
has applied the calculation from the volume weighted average price of the Company’s ordinary shares traded on the Stock Exchange of Thailand (“SET”) 7 consecutive working days prior to the date on which