(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
prospectus contains any false statements or omits to state any material information which should have been disclosed, the securities holders shall be entitled to claim damages from the issuing company or the
, Chatuchak, Bangkok 10900, and approved the date to record the names of the shareholders who are entitled to attend the 2020 Annual General Meeting of Shareholders (Record Date) on 15 May 2020. The 2nd Interim
Subscription period begins 4 October Subscription period ends 15 October 1st Trading Day 4 September The date to record the name of shareholders who entitled to the right to allocate the ordinary shares PAGE 5
begins 4 October Subscription period ends 11 October 1st Trading Day of the Newly-issued share 4 September The date to record the name of shareholders who entitled to the right to allocate the ordinary
commercial bank shall be liable to the creditors for debt repayment in full. Clause 7 If the company under Clause 6(1) has any of the following characteristics, such company shall not be entitled to file an
. Decisions shall be made at the SEC meeting upon majority vote. Each commissioner is entitled to one vote. In the event of a tied vote, the Chairman of the meeting shall have a casting vote. SECTION 13. Any
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...