. The Principles are the ICGN’s primary standard for well governed companies and set the framework for a global work programme focused around influencing public policy, informing governance dialogue and
principal bankers to the extent the issuer has a continuing relationship with such entities; b. sponsor for listing or issue manager to the offer; c. underwriter to the offer; d. legal adviser to the offer; e
ปก Algorithmic Trading (AT) AT in Thai Equity Market High Frequency Trading (HFT) Regulatory Framework Landscape ที่เปลี่ยนไปของตลาดทุนไทย เมื่อ Algorithmic Trading เข้ามามีบทบาท พลภัทร วินัยบดี, CFA
-border offering of funds > ASEAN Collective Investment Schemes (ASEAN CIS) ASEAN Collective Investment Schemes (ASEAN CIS) SHARE : Detail Content The ASEAN CIS Framework is one of the initiatives
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
., due to increasing in legal and Sales &Technical Services expenses. Please be informed. Yours Sincerely, (Mr. Panya Boonyapiwat) Chairman
will then recommend to the Cabinet a person considered appropriate to be appointed as SEC Secretary-General.For more information, please contact Legal Counsel and Administrative Law Department, the SEC
position as a chief executive officer of TUCC. Mr. Yongyuth failed to pay fines as ordered by the Settlement Committee, the SEC therefore filed a criminal complaint against him with the DSI for further legal