limited company or a listed company; (2) the required amount of a registered capital; (3) well-preparedness in work systems, financial status, control and good work practices; (4) no financial troubles

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have

uses the account opened for the purpose of trading digital assets as a means of payment for goods and services, the digital asset business operator is required to issue a warning regarding the misuse of

cyber threat to ensure that clients’ digital assets under their custody are safe. Essentially, digital asset business operators are required to establish a cybersecurity system in accordance with the

business services to minors in accordance with the same standard and the Civil and Commercial Code. Essentially, all digital asset business operators are required to:    (1)  Consider the information related

for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

draft National Pension Fund Act, amendment to the Provident Fund Act B.E. 2530 (1987) would be required to ensure a smooth transition from a voluntary defined contribution scheme to a mandatory pension

appraisers for transactions in capital market in the following manners:                   (1)  Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take

Pursuant to the Emergency Decree on Digital Asset Businesses of 2018, digital asset business operators are required to obtain a relevant license from the Minister of Finance. Since 2018, three types

local securities company would be required to notify the foreign client not to accept purchase orders, transfers or exchanges of securities that would result in Thai investors holding more NVDR securities