When an intermediary has already entered into the transaction as prescribed in Clause 22, it shall disclose adequately and appropriately such transaction to a client or a representative of the client
operations in People’s Republic of China, Lao People's Democratic Republic and the Kingdom of Cambodia as well as upgrading the representative offices in the Socialist Republic of Vietnam and the Republic of
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
lending service - Sales and redemption representative of investment units - Fixed Income Business LH Financial Group Public Company Limited Management Discussion and Analysis for the year ended 31 December
services are as follows: - Securities brokerage service - Securities underwriting service - Derivatives trading agent business - Securities borrowing and lending service - Sales and redemption representative
underwriting service - Investment advisory service - Derivatives trading agent business - Securities borrowing and lending service - Sales and redemption representative Overview of the Stock Exchange of Thailand
redemption representative 2. SECURITIES BUSINESS LH Financial Group Public Company Limited Management Discussion and Analysis for the Second Quarter ended 30 June 2017 Page 20/23 Overview of the Stock Exchange
business - Securities borrowing and lending service - Sales and redemption representative Overview of the Stock Exchange of Thailand Thai Stock Market in the third quarter of 2017 rallied to mark another
representative Overview of the Stock Exchange of Thailand Thai Stock Market in the third quarter of 2017 rallied to mark another year to date high at 1,673.16, gain 3.38% from last month or increased 7.01% YTD