private fund from being seized by legal process if asset management companies are in debt, SEC has proposed to revise the related regulations in order that the investors’s assets could be protected if
process if private fund operators are in debt, SEC has proposed to revise the related regulations so that the investors of the private fund could be protected the assets if this situation happens.SEC
Bangkok, May 31, 2011 - The SEC will revise regulations on taking custody of client?s assets by securities company and derivatives broker in response to upcoming reduction of protected deposit under
มีประโยชน์ - ใช้ให้เป็น ทิ้งให้ถูก 3. ความร่วมมือ - เกิดเป็น ecosystem ร่วมกับภาครัฐและเอกชน โดยการทำให้สำเร็จต้องเริ่มจากที่บ้าน เชื่อว่า New Norm คือ พลาสติกเป็นสิ่งมีประโยชน์แต่ต้องถูกจัดการอย่างถูก
after the criminal complaint has been filed. The public and investors should exercise caution when using services from unlicensed digital asset businesses as they will not be protected under the
when using services of unlicensed digital asset business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list
means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
offering and to strengthen proper investor protection mechanisms. Pursuant to the amended regulations, investors’ rights will be protected fairly according to the characteristics, forms and risks of the
securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and
securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and