trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market products which are not listed on the

only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of

only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of

Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Newly Issued Debt Securities, and such company having arranged for a credit rating and received an

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

for products; to organize press conferences, exhibitions, trade shows, fashion shows, public relations events, meetings, trainings, seminars, parties, both onsite or at the arranged place; to provide

, both onsite or at the arranged place; to provide lights and sounds and other entertainment programs 29 To carry on the business of hire of work and trading of consumer goods and souvenirs 30 To carry on

Climate Bonds Standard Version 3.0 Draft - Second Consultation 1 Climate Bonds Standard Version 3.0 Climate Bonds Initiative, November 2018 What does the Certification mark mean? Certification under the Climate Bonds Standard confirms that the bond, loan or other debt instrument is: Fully aligned with the Green Bond Principles and/or the Green Loan Principles Using best practices for internal controls, tracking, reporting and verification Financing assets consistent with achieving the goals of t...

from a deceitful, fraudulent or dishonest act that results in widespread damage, either under Thai or foreign laws; (4) being a person subject to a suspicious ground of being arranged for the person with

Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...