and the offering price including the conditions and other relevant details as deemed appropriate to accomplish. This is subject to the scope approved by the Board of Directors and the EGM. (2) To
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
center, organization related to securities business or information relating to any violation and penalty imposed on the violators, including any other information obtained in the performance of duties
, securities company, Securities Exchange, over-the-counter center, organization related to securities business or information relating to any violation and penalty imposed on the violators, including any other
relating to any violation and penalty imposed on the violators, including any other information obtained in the performance of duties under this Act. SECTION 25. The initial capital of the SEC Office shall
Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel................04 Activities for Enhancing Audit Quality...................05 Summary of Audit Inspection Results A. Firm Level...................08 B. Engagement Level...........................28 Root Cause Analysis...................42 Framework and Focuses in 2017...................44 Essential St...
NBTC has published the Information Memorandum ( IM) of 1800MHz auction in the Royal Gazette on 7-May-18. Summary of key information is below. Number of licenses 3 licenses with 2x15MHz each Penalty if
alleviate import duty tax, VAT and penalty burden Baht 17 million. Net cash flows from financing activities Baht 992 million. Resulted from the Company entered into loan Agreement with Link Capital I
law or to gain an unfair advantage; (4) being a person under the following conditions: (a) being imposed a civil penalty by Civil Penalty Committee or being ordered or judged a civil penalty by court to
information effected an investment decision, for example, sale of structured notes, cancellation and effects of transactions including penalty, fees and other service fees related to transactions - In case