SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
Institutions Development Fund bond and bond or debt instrument issued by the Ministry of Finance; (d) other liquid assets prescribed by the Office. “customer” means a person agreeing to receive an advice from an
was recognized in Statement of Financial Position on 1 January 2020. 2 1Q20 MD&A Advanced Info Service Plc. TFRS 9: Financial Instrument The standard requires financial instruments to be classified into
(ข้อ 36(1)) ค่า absolute correlation ระหว่าง hedged item และ ตัวแปรของ derivative ต้องไม่น้อยกว่า 0.7 เหตุผล เพื่อให้กองทุนใช้ hedging instrument ในการป้องกันความเสี่ยง อย่างเหมาะสมและมีประสิทธิภาพในการ
portfolio for risk management in case the securities underwriter issues an instrument in category of its underlying regarding underwrited securities only if such underwriter has provided a system to prevent
underwriter issues an instrument in category of its underlying regarding underwrited securities only if such underwriter has provided a system to prevent conflict of interest under the Notification of the
Establishment of Company under the law of the jurisdiction where such foreign ETF is established – in case of foreign ETF established by an investment company; or [ ] (b) Trust Instrument or Trust Agreement – in
quarter of 2019. Total incomes were included brokerage fees income, fees and services income, interest income, gain (loss) and return on financial instrument and other incomes. Brokerage Fees Income
Reporting Standards (TFRS) 9 regarding Financial Instruments and TFRS 16 regarding Leases since 1 Jan 2020. TFRS 9: Financial Instrument The standard requires financial instruments to be classified into three