delivered to investor or submitted to home regulator, as the case may be; (2) the CIS operator has duty to deliver the information affecting materially the foreign collective investment scheme to investors as
ไว้วางใจของกรรมการและผู้บริหารบริษัทย่อย อย่างไรก็ตาม การแต่งตั้งบุคคลเข้าเป็นกรรมการหรือผู้บริหารในบริษัทย่อย กรรมการและผู้บริหารบริษัทจดทะเบียนมีหน้าที่ตามมาตรา 89/7 (fiduciary duty) แห่งพระราช
Exchange Commission related to appointment and performing duty of fund manager and in relation to approval of investor contacts and standards of conduct specify that fund manager, property fund manager
informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance
the duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an
duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an
where the derivatives broker is a securities company having duty to appoint an independent director under the Notification issued by virtue of the Securities and Exchange Act B.E. 2535 (1992), if such
the derivatives business operator itself, including a person who is a member of a committee which performs the duty of derivatives business management such as risk management committee, investment