inconsistent with the stipulated process; (c) storing evidentiary documents indicating the work process under (a) and (b) in a manner easily retrievable. Clause 5/4 An intermediary shall supervise communication
compliance with the process stipulated under (1), (2) and (3) by the intermediary; (b) rectifying or taking any action if the communication and provision of services is found to be inconsistent with the
compliance with the process stipulated under (1), (2) and (3) by the intermediary; (b) rectifying or taking any action if the communication and provision of services is found to be inconsistent with the
in the trust instrument and is not inconsistent with or in contravention of the provisions under this Notification, and a copy of the trust instrument which has been amended shall be submitted to the
to the rights, duties, liabilities, or collateral of the corporate bonds after the issuance shall only be made if such amendment is not inconsistent with nor contrary to the provision of this
volume of such securities trading to be inconsistent with the normal market condition. SECTION 244/4 The provisions under Section 244/3 shall not apply to the following cases: (1) trading of securities for
hedging is intended move in a direction inconsistent with the historical information, which may render dealing in derivatives not fully efficient in hedging.” Clause 18 The fund facts of the prospectus
for sale shall have the following characteristics: (a) terms and conditions of warrants shall not be inconsistent with the characteristics prescribed in Clause 9; (b) the amount of underlying shares
of CAZ's shares have the power to allot such shares to the public. Other conditions and details necessary for the offering of shares as deemed appropriate and not contrary to or inconsistent with the
right and duties of the investment advisory company and the investment advisory agent which is not contrary to or inconsistent with this Notification and other relevant Notifications. The investment