Dealer | Licensed Derivatives Dealer Company Name Head Office Data not found Note : * refers to inactivated derivatives dealing Registered Derivatives Broker is able to engage in derivative business only
(Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed
/ Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered
of private fund management is a legal entity under Clause 2(1) to (5), but not a branch of foreign commercial bank or a foreign life insurance company licensed under law on commercial banking or law on
latest digital tools developed in-house for investors and the public. SEC Check First is Thailand’s first mobile application for searching products, persons and intermediaries approved or licensed by the
cases, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the
business operators to conduct only other businesses that are related to the securities and derivatives businesses for which they have been licensed, and requiring them to comply with the specified
of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations https://www.sec.or.th/EN/Pages/Shortcut/DigitalAsset.aspx English
of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations https://www.sec.or.th/EN/Pages/Shortcut/DigitalAsset.aspx English
through licensed digital https://www.sec.or.th/EN/Template3/SECStatement/2024/SECstatementEN-160124.pdf enactment_digital_2561_summary_en.pdf Summary of the Emergency Decree on Digital Asset Businesses B.E