offer for sale of baht bonds, the foreign entity issuer must obtain an approval and adhere to the obligations specified by the Ministry of Finance. However, given the changing contexts and landscape of
capital, in line with the regulations for complex and high-yield debt instruments of similar characteristics. Additionally, the SEC has proposed amendments to the process of changing the use of proceeds and
(1) the changing IT usage in business practices, (2) the increasingly sophisticated technical approaches and mechanisms of cyber threats, (3) the revisions to preventive measures for addressing
Must Manage in This Changing World” emphasizes 4 types of challenges that are significant turning points, including the era of quickly shifting technology, the use of benefits from ASEAN becoming
companies and derivatives intermediaries aims to enhance flexibility for business operators in providing services to investors and to support their adjustment to the changing situation. Meanwhile, the SEC
respond more accurately to the changing risk landscape. Audit regulatory body also needs to follow suit by closely monitoring the growing situations to allow for an adaptive regulatory mechanism that is
on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without
Bangkok, 8 November 2017 ? In the continued effort to develop the bond market, the SEC is revising the relevant rules and regulations to better respond to the changing market conditions and investors
unable to analyze and compare such information efficiently. Meanwhile securities brokers are concentrating more on portfolio advisory and offering more technology-driven services. Given this changing
unitholders attending the meetings or sending the vote letter if it is a resolution on general matters such as changing the fund type from a closed-end fund to an open-end fund or merging funds to reduce