Bangkok, August 26, 2014 ? The SEC supports commercial banks and their subsidiaries to expand their businesses in relation to new capital market products by taking roles of financial advisors
ensure compliance with respective laws and developing capital markets of the two countries. The MoU, signed by SEC Secretary-General Vorapol Socatiyanurak and SECC Director General Ming Bankosal, aims at
Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft capital market personnel rules aiming at compiling and standardizing the rules and guidelines concerning all types of capital
ก.ล.ต. ร่วมกับ 9 องค์กรพันธมิตร ภาครัฐและเอกชน จัดงาน “Winner Announcement & Showcase” ภายใต้โครงการ “Capital Market Datathon” เพื่อประกาศผลทีมผู้ชนะรางวัลและแสดงผลงานไอเดียนวัตกรรมที่ประยุกใช้
Capital Market Datathon project. The objective is to announce the winning teams and showcase their innovative ideas that bring value to the Thai capital market using SEC Open Data. Ms. Pornanong
Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008)
Lead Capital Markets Ltd. Website: www.trade.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
Quester Capital Ltd. Website: www.questor-capital.com : Unlicensed securities and derivatives business (Disclosure Date : 22/06/2015)
Re: Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type