confidence for both domestic and foreign investors. For the principle of the revision, the SEC had already conducted a public hearing during 16 March – 16 April 2018.The revision on the drafted
has created the ESG Product Platform as an empowering tool for investors to access information on sustainable and responsible financial products and make confident decisions on their investments. This
effects of COVID-19 on the company. This information could be disclosed via different channels, including financial statements, in order that investors will be informed of important information for
Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave
number was long-term bonds. In recent times, SEC has been revising and changing bond-related regulations to become stricter, increasing the protection of the investors by making it mandatory to provide
In this regard, by virtue of Paragraph 1 of Section 35of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), the SEC Board, at the Meeting No. 2/2564 dated 18 January 2021, has passed a resolution requiring Bitkub to submit a rectification plan to the SEC and complete the rectification of the relevant problematic work systems within five days in the following areas: 1) Rectifying the operation under work systems, i.e., the trading system, the deposit and withdrawal s...
bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading
The SEC has developed the web page “IPO Fact Figure” on the SEC website, which can be viewed at www.sec.or.th/IPOFactFigure, and has it officially launched on 25 December to facilitate investor access to the comparable, statistical information for their investment decision making.The web page “IPO Fact Figure” is especially designed to serve investor needs for IPO share statistical information, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, fi...
that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of