Regulation of the Stock Exchange of Thailand or any other channel which unitholders would be able to thoroughly access information; (2) having reasonable period, without excessively short time, for disclosure
financial sector towards the country’s shift to an environmentally sustainable future. • At the same time, this guide represents a huge opportunity for the growing numbers of individual and institutional
. This marked the first time since 2007 that minority shareholder protection score was among the top 10 ranking,” This significant leap is the result of the SEC’s adjustment of its working practices
2019 is held for the fourth time. SEC has participated in the event by establishing its booth for the first time, aiming to build up international awareness of SEC’s proactive role in promoting
proposed amendments to such criteria to reduce redundancy and inject flexibility for reporting parties while ensuring that data users receive sufficient information within an appropriate time. Having
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
, the SEC has launched the application fee reduction scheme to allow auditors affiliated with audit firms in the capital market to apply for approval as auditor in the capital market for the first time
November 26, 2014. The meeting was called for consideration on a proposal to purchase shares of U Best Point Media Co., Ltd. (U Best) and the right of managing airing time from Media Agency Thai Co., Ltd
International Banks, the Thai Life Assurance Association, and investment unit selling agents. This is the first time that the single form will be used for opening an investment account for capital market products
The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop