amended regulations in this matter have come into force since 16 July 2021. The AIMC is responsible for issuing relevant rules under the SEC’s approval, as part of the investor protection mechanism. If
regulations governing primary listing of Thai companies on HKEX. Therefore, any Thai company wishing to have its securities listed on HKEX must meet all requirements with an emphasis on investor protection
of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection
Director, CryptoUK, Mr. HaeBoong Lee, Head, Digital Asset Investors Protection Center, Dunamu Co., Ltd. (Upbit Korea), Dr. Manuel Meyer, Partner, and Mr. Christopher Murrer, Associate, Baker McKenzie
achieve more practicality and be more responsive to current circumstances which can help facilitate private sector?s fund raising in the capital market. Without compromising investor protection, the revised
protection mechanisms for debenture holders and bondholders. Principles of the proposed amendment are as follows: (1) repeals requirement on minimum face value of debentures (currently set at 100 Baht per
improvement of audit quality, enhance the credibility of the financial reporting system in the Thai capital market, and strengthen the mechanism for investor protection. In addition, the proposed supervisory
appropriate investor protection measures in place according to the investor types, the SEC is proposing to amend relevant regulations to provide an alternative channel for Rehabilitation Listed Company that
SHARE : SEC amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection Wednesday 2 March 2022 | No. 32 / 2022 The Securities and Exchange Commission (SEC
Privacy Policy Personal Data Protection Policy for Fundraising The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection Policy applies