” means a person bound to make repayment under a financial instrument as an issuer, drawer, acceptor, giver of aval, endorser, or guarantor, as the case may be. “unit of collective investment scheme” mean a
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supervisor. Clause 3 The commitment shall contain at least a particular describing the material information as follows: (1) name of the mutual fund scheme; (2) details of the mutual fund scheme containing the
announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme
fundraising and without the expectations of scheme success or the consideration of the qualifications of the person responsible for the operation of the scheme. In this regard, the issuance and offering of
strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive
relating to Offering for Sale of Units of Foreign Collective Investment Scheme (No. 2) dated 1 December 2023 (https://publish.sec.or.th/nrs/9939s.pdf)(3) The Notification of the Office of the Securities and
) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English
documents via the SEC website. The required documents are details of the mutual fund scheme, a draft of prospectus, a draft of commitment and a draft of contract on the appointment of fund supervisor. The SEC
incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion