companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian
securities products to the public without official permission from SEC. Investors are warned not to believe the advertised projects when approached to enter into investment contracts with Ronghui in the
extension of AGM holding of property funds, infrastructure funds and REITs, or a permission to use other alternative measures. In any case, being unable to comply with the AGM Checklist due to the COVID-19
The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral
underwritten by them. The permission will cover either trading to hedge derivatives positions that underwriters already have or trading of shares in SET50 or SET100 subject to certain conditions. In addition
and international levels. The proposed amendments cover permission for persons other than securities issuers to apply for securities listing on the Stock Exchange of Thailand (SET) while those who
Official Dated 16/10/2017 misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting
issuer certifying a portfolio of assets shall; • have a contract or agreement with a certified energy auditor demonstrating the assets emissions intensity shall be improved over the term of the bond such
of AEON Thana Sinsap (Thailand) Plc. No. 3/2018 held on March 20, 2018 had a resolution of the connected transaction as follows: Date of agreement: Company Date of agreement ACS Capital Corporation
agreement: Company Date of agreement AEON Financial Service Co.,Ltd. (“AFS”) Agreement period is five years from February 2018 to January 2023. AEON Credit Service Systems (Philippines) Inc (“AEON Systems