_____________________ Clause 42 In cases where an agreement between an intermediary and a client is inconsistent with the regulations prescribed under Clause 12(4) and Clause 17, the intermediary shall amend such
Widely Used Appraisal B.E. 2552 (2009) dated on 28 July, 2009 which are applicable before this Notification comes into force, shall remain in full force to the extent that they are neither inconsistent
structured notes to be offered for sale with the SEC and has a statement in the certificate that the issuer shall not accept transfer registration of structured notes that is inconsistent with a transfer
the effective date of this Notification, shall remain in full force to the extent that they are not contrary to nor inconsistent with this Notification until relevant notifications, orders, and
prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to the provisions of this Notification until other orders and
Thailand. The offering documents and the Thai covering document shall not contain any information that would be inconsistent with the offering documents authorised by the SFC and/or inaccurate/misleading
which may have a material impact on investors in Hong Kong. The offering documents and the Hong Kong covering document shall not contain any information that would be inconsistent with the offering
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...