affecting customers of companies, companies shall inform the SEC shortly, not exceeding the next business day, together with a detailed report of incidents happened, operational procedures and a period of
or should have been known, but not exceeding two years from the effective date of registration statement.” 1 I. DESCRIPTION OF THE DEBT SECURITIES A. Economic Terms of the Debt Securities 1. Provide
consist of at least six [6] hours’ study on derivatives business knowledge. (2) submit to the Office the renewal application, at least one month but not exceeding four months, prior to the expiry date as
additional courses must consist of at least six [6] hours’ study on derivatives business knowledge. (Translation) 5 (2) submit to the Office the renewal application, at least one month but not exceeding four
capital investment in the amount of one hundred million baht or more; (n) a juristic person whose shareholders are the persons under (a) to (m) collectively holding shares in the amount exceeding seventy
investment in the amount of one hundred million baht or more; (n) a juristic person whose shareholders are the persons under (a) to (m) collectively holding shares in the amount exceeding seventy-five percent
Execution of Agreements for Private Fund Management ; (7) “ major shareholder ” means a person directly or indirectly holds shares of a juristic person exceeding 10% of the total number of voting rights of
Execution of Agreements for Private Fund Management; (7) “major shareholder” means a person directly or indirectly holds shares of a juristic person exceeding 10% of the total number of voting rights of such