complete a liquidation. Therefore, SUTGH’s shareholders shall be prohibited from offering the Company’s shares throughout a Silent Period, as described above. Details of the Board of Directors’ opinion and
that owns a trading instrument issued by a rated entity or obligor 2.16 A CRA employee should be prohibited from soliciting money, gifts, or favors from anyone with whom the CRA does business and should
business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited Characteristics of the Executives of a Securities
company has acquired during the course of business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited
” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited Characteristics of the Executives of a Securities Company; “investor contact” means
distribution or reproduction of any part of this publication without the prior written permission of the Thai Institute of Directors Association is prohibited. สงวนลิขสิทธิ์ © พ.ศ. 2550 หามการลอกเลียนไมวาสวน
information on duty in taking advantage of the general public. ë Securities investment The staff at all levels is prohibited from purchasing securities approved for issuance and offering by the SEC and
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...
. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote