local representative in Thailand Information as of XX XX XXXX Name of the ASEAN CIS Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation
Definitions of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor. “fund” means a mutual fund, private fund or provident fund unless otherwise specified herein; “mutual fund
Definitions of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor. “fund” means a mutual fund, private fund or provident fund unless otherwise specified herein; “mutual fund
this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing, underwriting, mutual fund management, private fund
, underwriting, mutual fund management, private fund management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities opening accounts or engaging in
code สากล) 10 Create Date Time เวลาทีส่รา้งรายการ varchar(15) 11 Update Date Time เวลาทีแ่กไ้ขรายการ varchar(15) หมายเหต ุ: รายงานเฉพาะ 1) หลักทรัพยท์ีอ่ยูร่ะหวา่ง IPO และยังไม ่listed ใน SET และ MAI
Supervisory Board No. Tor Nor. 27/2554 Re: Commitment between the Unitholders of an Infrastructure Fund and the Management Company ______________________________ By virtue of Section 16/6 of the Securities and
transfer of shares that increases the holdings of foreigners to more than 25% of the Company’s registered capital. The Company or the Registrar may refuse to register the transfer of such shares as set out
credit rating according to clause 7/2; (5) investing in investment unit of money market fund which has unit repurchasing policy on a daily basis. (6) investing in repurchase transaction of the securities
credit rating according to clause 7/2; (5) investing in investment unit of money market fund which has unit repurchasing policy on a daily basis. (6) investing in repurchase transaction of the securities