and submit to the SEC Office along with the financial statements an interim management discussion and analysis upon occurrence of more than 20 percent differences between revenue or net profit in
shareholders, at least, on the voting rights and profit per share; (d) The appropriateness of the price of the newly issued securities to be offered to the applicant by the business; and (e) The completeness and
list 4. มีระบบการควบคุมภายในและความเสี่ยงที่มีประสิทธิภาพ โปร่งใส ตรวจสอบได้ เกณฑ์การรับหลักทรัพย์ 1. Equity: SET ≥ 300 ลบ. / mai ≥ 50 ลบ. 2. Profit: SET (3 ปีล่าสุด) ≥ 50 ลบ. / mai (ปีล่าสุด) ≥ 10 ลบ. 3
overlapping powers of the Revenue Department and the BOI should be addressed as it causes the firms trouble in profit and loss calculations. ❑ the BOI should be free of political pressure to avoid the selection
. Offered by AMCs, trigger facility is an additional, optional feature (like DCA facility) provided in ordinary mutual fund schemes, enables investors to book profit automatically at a pre-defined time or
Company audit client and all subsidiaries audited by the firm) will regularly be more than 15% of the firm’s annual fee income (or where Audit Engagement Partner profit share not on a firm basis, on that
audited by the firm) will regularly be more than 15% of the firm’s annual fee income (or where Audit Engagement Partner profit share not on a firm basis, on that part of firm e.g. by office)? 3 Listed
management of the private fund without giving prior notice; (4) making a representation to the person authorizing the management of the private fund that there will be a profit or return at a certain rate or
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...