explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
Stock Exchange of Thailand on 13 March 2017 and his statement at the press conference the following day when he reassured that the foreign borrowers were unrelated to him. As a result, he is liable to
Polaris Capital Public Company Limited When Polaris Capital Public Company Limited ("POLAR"), which was authorized by Mr. Yanakorn Warakunrak and Mr. Poonsak Chumchuay, had the duty to
, conditions and procedures as specified in the notification of the SEC; (8) engage in any other business which is not a licensed securities business, except when an approval has been granted by the SEC; Other
plaintiff who commences the case shall pay for the Court fees only for the relief sought in the part of the plaintiff. Moreover, the counsel for the plaintiff shall be awarded when the Court renders judgment
clients’ digital assets with a third party custodian who is fully qualified in accordance with the regulations, which emphasize the importance of cybersecurity service systems when clients’ total digital
valuable ESG information for use when analyzing and valuing securities. No global standard exists for integrating ESG information into investment analysis and valuation; the integration of ESG information
the unit holders, under Clause 23 and Clause 24; (16) the restriction of unit holders’ right when exceeding the holding ratio or when having extraordinary interest in the matter, under Clause 25; (17
the associate and joint venture valued profit Baht 10.76 million when comparing to the last year with loss Baht 0.87 million. This sharing of gain (loss) has come from the investment in energy business