securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
company shall have a process ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give
ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give accurate and suitable investment
ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give accurate and suitable investment
. Engagement is purposeful dialogue with companies on these matters as well as on issues that are the immediate subject of votes at general meetings. 5. Institutional investors’ activities include decision
detected by the auditor and the internal auditor, but later is found out by the public, will the independent director be held responsible for such misconduct as well? A: An independent director is also a
Standard, Approved Verifiers, the Certification Scheme as well as decisions on Certifications. Day-to-day operations and decision making is delegated to the Climate Bonds Standard Secretariat. Certification
) not having a demeanor of unfair act or taking advantage of investors on trading or investing in capital market product , or participating in or supporting such acts performed by other persons. Clause 24
, the “Relevant Agreements”), as well as a Novation Agreement and any other agreements which are necessary and related to the asset sale for the acceptance of ownership transfer in the ERU Project and the