. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the
mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3
to Private Placement, Acquisition and Disposal of Assets, and Date of the Extraordinary General Meeting of the Shareholders No. 1/2020 Remark: Data will be displayed within 3 years. Last updated on
บริษัท โรงแรมรอยัล ออคิด (ประเทศไทย) จำกัด (มหาชน) บริษัท โรงแรมรอยัล ออคิด (ประเทศไทย) จำกัด (มหาชน) ("ROH") เสนอขายหลักทรัพย์ที่ออกใหม่ต่อบุคคลในวงจำกัด (Private Placement : "PP") ไม่เป็นไปตามหลัก
failure to prepare and submit the result of the private placement bonds sale report (series 2) to the SEC office within the period specified by the notification of the SEC resulted from the instruction or
failure to prepare and submit the result of the private placement bonds sale report (series 3) to the SEC office within the period specified by the notification of the SEC resulted from the instruction or
failure to prepare and submit the result of the private placement bonds sale report (series 4) to the SEC office within the period specified by the notification of the SEC resulted from the instruction or
failure to prepare and submit the result of the private placement bonds sale report to the SEC office within the period specified in the notification of the SEC resulted from the instruction or the failure
prepare and submit the result of the private placement bonds sale report series 1 to the SEC office within the period specified in the notification of the SEC resulted from the instruction or the failure to