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capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of securities clearing houses and central securities depositories so that their
then moved to Baker and McKenzie, which he was selected as one of the youngest Legal Partner for the Firm. He spent 7 years at SET and another 11 years with Baker and Mckenzie. Then, he left Baker and
. Prior the establishment of Prime Road Group, He was a senior legal officer at Stock Exchange of Thailand and then moved to Baker and McKenzie, which he was selected as one of the youngest Legal Partner
. Prior the establishment of Prime Road Group, He was a senior legal officer at Stock Exchange of Thailand and then moved to Baker and McKenzie, which he was selected as one of the youngest Legal Partner
of all stakeholder groups. In addition, the company was selected by the Thaipat Institute as an organization that participate in initiating the international sustainability assessment or Global
selected by the Selection Committee and appointed by the Minister of Finance, at least one each in legal, accounting, and finance fields; three ex-officio members comprising the permanent secretaries of the
mechanism controlling the trading of capital market products that ensures the trading is in accordance with the selected portfolio advisory or investment strategy of program trading as well as monitoring and
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...