audit reports to be more appropriate for the risk level of small business operators and low-risk operators, with measures that allow the SEC to monitor the business operators’ risks in the event of
than 40% or high P/E ratio or operating loss or being in the REHABCO sector. The SEC would like to clarify as follows: - The Association of Securities Companies (ASCO), with its good intention
แบบประเมินความเสี่ยงด้าน IT และ Cyber Risk สำหรับผู้ประกอบุธุรกิจสินทรัพย์ดิจิทัล
Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of Intermediaries
the securities clearing house, including credit risk and liquidity risk. The financial resources shall be assets with high liquidity and low-price volatility which may be any of the following assets: (1
take precaution in trading securities with a high Price to Earnings (P/E) ratio or securities under cash balance rule, as well as to provide relevant risk information. If any securities companies fail to
ซักซ้อมความเข้าใจเกี่ยวกับการคำนวณค่าความเสี่ยงจากการที่บริษัทมีเงินลงทุนกระจุกตัวในบุคคลใดบุคคลหนึ่ง (Large Exposure Risk)
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive