Law to do so. Where consent to such onward disclosure is not granted, the Requesting Authority will use all reasonable legal means to resist such a demand and to protect the confidentiality of the

purpose juristic person shall take such actions as may be reasonable to protect and preserve the things and interests of the holders of securities of the special purpose juristic person and shall promptly

shareholders; 2. being unlikely to be able to protect shareholders’ rights by allowing any person to receive financial gain beyond what should be received normally or by causing the company to lose a benefit

SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...

readiness of personnel, and already prepared at least the following operating systems: (1) a security system to protect clients’ information, particularly their trading information, which restricts access to

already prepared at least the following operating systems: (1) a security system to protect clients’ information, particularly their trading information, which restricts access to such information on a need

provision of a statement that in addition to the duties prescribed in the appointment contract, the mutual fund supervisor has the legal obligation to protect the interest of the unit holders. (5) Questions

any other event in which such rejection or suspension is necessary in order to protect unitholders’ interest; or (3) the mutual fund makes investment in securities or assets in a foreign country and any

: The company will adjust the exercise price and exercise ratio. When one of the following events occurs The objective is to protect the benefits of the Warrant Holders not to be inferior 1. When there is

create an advantage over other shareholders or give inappropriately more benefits than other shareholders; 2. being unlikely to be able to protect shareholders’ rights by allowing any person to receive