; (9) dissolution of the mutual fund; (10) channels and methods for filing complaints, and dispute resolution by arbitration and the procedure for submitting a dispute to arbitration. Clause 10 Warnings
measure for such procedure, if necessary. 5.2 The board of directors and executives set suitable indicators for performance appraisal, incentives and rewards with regard to code of conduct, and the
documented to reflect the audit trail that would ensure that such procedures had actually been performed. Inappropriate timing and documents were used to test sales cut-offs, rendering this procedure
Partners / Staff Leaving: Does the policies and procedure require that: · all partners, senior or other members of the firm notify the firm regarding potential employment with any audit client of the firm
offered for sale to foreign investors under the Notification concerning the Offer for Sale of Debentures in Foreign Country only in the case of an offer for sale to investors in a similar procedure to the
ิrating procedure / rating methodology / แนวทำงกำรเปิดเผยขอ้มลูทีเ่กีย่วขอ้งกบักำรจดัอนัดบัควำมนำ่เชื่ อถอื / แนวทำงจดักำรขอ้มูลทีไ่ดร้บัมำเนือ่งจำกกำรใหบ้รกิำรจดัอนัดบัค วำมนำ่เชือ่ถอื เป็นตน้ ฉบบัจรงิ 1
procedures for keeping documents by the company secretary. The company therefore may use any effective procedure that also safely prevents unauthorized access, revision, change or destruction of such documents
within the firm, with legal counsel or other parties). A.II Specific Policies and Procedures Firm's Reference /Guidance Notes Description 1 Partners / Staff Leaving: Does the policies and procedure require
1 เลขท่ี 1 อาคาร ทีพี แอนด์ ที ชัน้ 14 ซอยวิภาวดีรังสติ 19 14th Floor, TP&T Tower 1 Soi Vibhavadee-Rangsit 19 Tel : (662) 936-1661-2 แขวงจตจุกัร เขตจตจุกัร กรุงเทพฯ 10900 Chatuchak, Chatuchak, Bangkok 10900, Thailand Fax : (662) 936-1669 ทะเบียนเลขท่ี 0107554000097 Registration No. 0107554000097 HYDROTEK PUBLIC COMPANY LIMITED บริษทั ไฮโดรเท็ค จ ำกดั (มหำชน) (Translation) No. 089/1060 9 October 2017 Subject: Notification of the Board of Directors No. 9/2017, determination of the date of the Extr...
shares after the Company’s newly issued ordinary shares have been traded on the SET for 6 months according to the Notification of the Stock Exchange of Thailand Re: Criteria, Condition, and Procedure in