business or having benefits transferred from the business. 8. Not being in default om principal or interests of any debt securities or in default on a loan payment. 9. Not being in breach of the terms and
interests of any debt securities or in default on a loan payment. 8. Not being in breach of the terms and conditions of the debt securities. Face value of bills - - - - Fast track - - - - Period of time
offenders may committed more than one offense. Page 6 of 6 Summary of Criminal Sanctions in 2022 No. of Cases No. of Persons No. of Cases No. of Persons No. of Accusations Paid Fine (Baht) Fraud or breach of
data loss or breach could have an adverse effect on the Group's results, strategy and reputation if confidential or private information were to enter the public domain, subjecting the Group to damage
, which may lead to imprisonment from 5 to 10 years and a double fine based on the asset value or the benefit received from violation of such sections, as the case may be, but in any case not less than
Business Operators dated September 15, 2010. The actions were in violation of Clauses 23(1) and the 3rd category prohibited characteristics of the personnel in the capital market business under Clause 31(1
cooperating under the framework of the bilateral MOU for cooperation signed in 2005 to prevent and suppress commission of offenses in violation of the Securities Law and other laws related to the capital market
market business personnel for 10 years, starting from 10 February 2018. ___________________ *Violation of Clause 23(1) and possessing the prohibited characteristics of capital market business personnel
shares to 30 million shares. Such offences were in violation of Section 243 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to
unlawful personal gains in violation of the Notification of the Capital Market Supervisory Board concerning Rules on Capital Market Personnel*. The SEC has therefore revoked the approval as equity investment