various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.
operators receive from the commercial bank(s). In case of digital assets, seeking benefits for clients shall be prohibited, including in the form of digital asset lending to other persons. Business operators
business under the first paragraph does not include the lending of money for purchasing, selling or exchanging securities in the course of securities brokerage or securities dealing business or the purchase
investment through intermediaries, transfer of investments in provident funds, public savings funds, life insurance premiums, Islamic bonds (sukuk), securities borrowing and lending of the Bank of Thailand
เอกสารรับฟังความคิดเห็น เอกสารรับฟงความคิดเห็น เร่ือง การอนุญาตใหจัดตั้ง กองทุนรวมตราสารหนี้ท่ีมีความเสี่ยงสงู (High Risk Fixed-Income Fund) จัดทําโดย สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลัก
Microsoft PowerPoint - Discussion of risks for auditor Discussion of risk ฝ่ายกํากับบัญชีตลาดทุน 2 agenda 1. Economic Environment 2. Political Environments 3. High Risk Industries 4. Specific
quantify; regulation likely to be announced High visibility of cash flows; quantifiable Some visibility of cash flows; draft regulations floated IMPACT ON DISCOUNT RATE IMPACT ON CASH FLOWS Feedback quality
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission
business (of which the Company is the agent for 6 commercial banks: KTB, KANK, BAY, GSB, BAAC, and SCB) had total transactions of 1,159,351 transactions per month, increasing 25.3% YoY. Lending business
, GSB, BAAC, and SCB) had total transactions of 1,407,181 transactions per month, increasing 44.3% YoY. Lending outstanding amount was Bt95mn (NPL 0.3%). Business Overview The Covid-19 pandemic is