SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
Governance of Publicly Traded Company - Definition (Section 89/1) - Qualifications and the removal of directors and executives (Section 89/3 - 89/6) - Duty and responsibility of directors and executives (Section 89/7 - 89/14) - Shareholders’ rights under Chapter 3/1 (Section 89/26, 89/28, 89/30) - Shareholder’s right to bring a derivative action and a private lawsuit against directors and executives (Section 89/18 - 89/20) - Criminal liability of directors and executives (Section 281/2, 281/3, 2...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
สำคัญผิด (“mislead”) ให้ บลจ. ระบุข้อความว่า “กองทุนรวมที่มี ความเสี่ยงสูงหรือซับซ้อน” ไว้ที่ส่วนบนสุดในหน้าแรกของ factsheet สำหรับกองทุนรวมที่มีความเสี่ยงสูงหรือมีความซับซ้อนตามประกาศว่าด้วยหลักเกณฑ์ใน
สาระสำคัญ (mislead) คุณสมบัติอื่น ๆ สรุปเกณฑ์ที่สำคัญเกี่ยวกับการออกและเสนอขายหุ้น การขออนุญาต กรรมการ ผู้บริหาร และผู้ถือหุ้นรายใหญ่ ไม่มีความขัดแย้งทางผลประโยชน์ (conflict of interest) หรือมี
และบำรใ์ตน้ ้ำ แห่งแรกในภูมภิำคเอเชยีที่ใหบ้ริกำรในรูปแบบรำ้นอำหำร Fine-Dining ที่หรูหรำและมี สไตล์ รวมทัง้ 4D Trick Eye Museum “Augmented Reality Art Museum” พิพิธภัณฑ์ ภำพ 4 มติ ิแหง่แรกของโลกซึง่ตัง้
, or arranger may mislead market participants. Likewise, conflicts of interest or other undue factors internal and external that might, or even appear to, impinge upon the independence of ity. Where
declining to clients . Clause 12 A securities company shall not mislead its counterparty regarding material facts of securities trading by refraining from disclosure of information, distortion of information
12 A securities company shall not mislead its counterparty regarding material facts of securities trading by refraining from disclosure of information, distortion of information, or giving false